Advisory and Transformation | Plenitude Consulting

Regardless of the situation, we can help and have successfully delivered some of the most challenging projects in the industry.

Our advisory and transformation services are delivered using tech-enabled toolkits and methodologies that have been developed and tested over multiple engagements, accelerating delivery and reducing overall engagement costs. They reflect industry regulations, guidance and industry-leading practices.

We are based in London, Paris and Hong Kong but it makes no difference to us where you’re based: we have worked with clients and regulators all over the world. We can work in partnership with you and your teams to deliver the following services:

Independent Assessment or Audit

Conduct an independent assessment or audit of your FCC framework, systems and controls to proactively identify potential control gaps or weaknesses.
FCC Policy, Standards and Procedures

Design or enhance financial crime policies, standards and procedures.
FCC Strategy and Target Operating Model

Foundational FCC strategy development, including design and implementation of Risk Appetite Frameworks and strategic FCC Target Operating Models.
FCC Control Design and Enhancement

Design or optimise your existing financial crime controls, including Customer Risk Assessment, SAR reporting and Controls Testing and Assurance Framework.
Governance and Oversight

Design or enhance your governance, oversight and Three Lines of Defence Model.
FCC Training and Awareness

Design and deliver financial crime training at all levels, from the Board to specific role-based training.
Business-Wide Risk Assessment

Design and conduct a comprehensive risk assessment to assess your inherent and residual financial crime risk.
Transformation and Remediation Support

Design, set-up and delivery of FCC transformation and broader remediation programmes, including business case development and implementation support.