Financial Crime Compliance

Plenitude’s deep subject matter expertise can help you navigate through the regulatory process from strategy to execution, and enhance your in-house capabilities to meet future regulatory requirements.

We can work with you, in collaboration with your in-house teams, to inform, prepare and transform the entire regulatory lifecycle, including:

  • Foundational activity including the design and implementation of FCC Risk Appetite Frameworks and development of strategic FCC target operating models
  • Risk assessments of our clients inherent risks and compensating controls with supporting remediation proposals to address deficiencies
  • FCC Policy and Procedure review, gap analysis and enhancement
  • Client Risk Rating Methodology design and optimisation
  • FCC Technology assessment and implementation including  KYC, transaction monitoring, customer and payment screening, fraud and market abuse with supporting calibration and testing
  • FCC Management Information and KRI’s design and implementation
  • Crypto-asset risk assessment, policy and procedures enhancement, due diligence
  • KYC and Enhanced Due Diligence process optimisation and  File remediation
  • Preparation for regulatory reviews and support with response plans, including UK FCA Section 166 (s.166) Skilled Person Review and other global monitorships
  • Design and set-up of global FCC transformation programmes including  end to end programme delivery and implementation support

Our consulting services are delivered using proprietary tools kits and methodologies that have been developed and tested over multiple engagements and reflect industry regulations, guidance and best practice.

We believe the depth of our FCC expertise and quality of service, combined with our commercial integrity, competitive rate card and innovation, differentiates us from our competitors.