Stuart Phillips

Stuart has broad knowledge and expertise in Financial Crime Risk Management including an understanding of Market Integrity and the Market Abuse regulation from which Financial obligations are derived.

He specialises in analysing and interpreting data and management information, development and implementation of Risk Appetite Statements, current and target state gap analysis of key Financial Crime controls, process development, Financial Crime Compliance organisational design and measurement of control effectiveness.

During his career, he has worked for a number of global Financial institutions covering Insurance, Corporate and Investment Banking, Asset Management and Wealth Management. Having gained proven ability across the Banking, Asset Management and Insurance sectors, in addition to his proven track record in project delivery, his skillset includes the following:

• Policy and procedure documentation and report writing
• Current state to target state gap analysis
• Requirements gathering, refining and prioritisation
• Target operating model development and implementation
• Process definition, design and implementation
• Strong stakeholder management and communication skills
• Analytical problem solving and solutions design
• Cost benefits analysis and benefits realisation; and
• Organisational design and functional analysis