Alex Statham
Senior Manager
Alex specialises in Financial Crime and Forensic Accounting with extensive experience in Anti-Money Laundering and Anti-Bribery & Corruption
Alex holds 10+ years Financial Crime Compliance experience across international banking, insurance, real estate and investment management clients.
He holds a deep understanding of Financial Crime Regulatory Obligations across multiple jurisdictions and Financial Crime risk themes. In addition, he specialises in assessment of Financial Crime Risk at both enterprise wide and client level, development of Financial Crime Prevention and Control policies, and implementing Section 166 Reviews and ABC reviews under Deferred Prosecution Agreements.
Alex is intimately familiar with the following legislation/guidance, and has been involved in assessing compliance of other banks across a number of these legal requirements:
- EU 4th & 5th EU Money Laundering Directives
- Money Laundering Regulations 2017 (and subsequent updates)
- Bribery Act 2010 & MoJ Guidance
- Proceeds of Crime Act 2002
- Joint Money Laundering Steering Group Guidance
- EBA Guidelines on ML/TF Risk Factors
Alex’s Expertise
AML/CTF/CPF
Plenitude can help you implement an effective and proportionate framework and evidence a robust 'risk-based' approach
Market Abuse
Plenitude can help your firm ensure that your controls are cost-effective, efficient, and compliant
Anti-Bribery and Corruption
Plenitude can help you understand your risk exposure and support you with the design and implementation of effective and proportionate controls
Sanctions
Plenitude can help you navigate your sanction obligations by streamlining your compliance requirements into manageable, actionable, and auditable processes