Key developments include:
➡️ AML-CFT Linkages: Stronger guidance on identifying reasonable grounds to suspect money laundering or terrorist financing (ML/TF) risks in suitability assessments;
➡️ Third-Country Branches: Further clarification of requirements applicable to third-country branches;
➡️ Harmonised Submissions: Draft Regulatory Technical Standards (RTS) standardise the content of suitability questionnaires, CVs and internal assessments to ensure consistency across Member States; and
➡️ Consultation Deadline: 25 May 2026, with public hearings scheduled for 15 April 2026.
✅ Firms should assess suitability assessments, governance documentation and AML risk controls before the framework is finalised.
AML/CTF/CPF
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