Nick is a Senior Manager, with 14 years’ Financial Crime Compliance experience gained across Retail, Corporate, Private and Investment Banking; and Brokerage.
Nick holds significant experience in financial services, previously working with MUFG, Barclays, BGC Brokers, and Itau Unibanco prior to Plenitude. Nick’s experience and expertise extends across multiple financial crime disciplines including AML, CTF, Sanctions, ABC and Market Abuse.
Nick has worked on numerous financial crime programmes at large Global Financial Institutions and UK Domestic Banks. He specialises in assessing the effectiveness of Financial Crime controls, analysing policy frameworks, designing and implementing operating procedures, remediation, and subsequent closure of related issues (e.g. audit and regulatory findings). In addition to his subject matter expertise Nick also has strong business analysis and change management skills.