Industry newsAugust 2023 edition of ‘SARs in Action’18 Aug at 8:00 am0The UK Financial Intelligence Unit (“UKFIU”) has published the August 2023 edition of ‘SARs in Action’. The publication is aimed…
Industry newsSEC risk alert on Broker-Dealer deficiencies in AML Compliance11 Aug at 8:00 am0The Division of Examinations of the U.S Securities and Exchange Commission (“SEC”) has issued a risk alert on its ‘Observations…
Industry newsEBA report on AML/CFT colleges11 Aug at 8:00 am0The European Banking Authority (“EBA”) has published its third report on the functioning of anti-money laundering and countering the financing…
Industry newsRUSI publishes Virtual Asset Risk Assessment guide11 Aug at 8:00 am0The Royal United Services Institute (“RUSI”), a defence and security think-tank providing public and sector-specific insights, has published its Institutional…
Industry newsFCA requests customer data from banks11 Aug at 8:00 am0The Financial Conduct Authority (“FCA”) has sent an information request to the largest banks and building societies. The FCA has…
Industry newsStatement on UK Singapore Sustainable Finance4 Aug at 8:00 am0HM Treasury and The Monetary Authority of Singapore (“MAS”) have published a joint statement following the eighth meeting of the…
Industry newsMAS Paper on Single Family Offices4 Aug at 8:00 am0The Monetary Authority of Singapore (“MAS”) has published a Consultation Paper on a proposed framework for Single Family Offices (“SFOs”)…
Industry newsUK sets out plans to ban cold calling on all financial services and products4 Aug at 8:00 am0Following the publication of its Fraud Strategy in May 2023, the government seeks to extend the pensions cold calling ban…
Industry newsJMLSG proposed revisions to Part II4 Aug at 8:00 am0The Joint Money Laundering Steering Group (“JMLSG”) has published proposed revisions to Part II of its Guidance for the UK…
Industry news21/22 Annual Report from Egmont Group of FIU4 Aug at 8:00 am0The Egmont Group of Financial Intelligence Units has published its Annual Report for 2021/22. The Group facilitates and prompts the…