August 2023 edition of ‘SARs in Action’
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The UK Financial Intelligence Unit (“UKFIU”) has published the August 2023 edition of ‘SARs in Action’. The publication is aimed…
SEC risk alert on Broker-Dealer deficiencies in AML Compliance
The Division of Examinations of the U.S Securities and Exchange Commission (“SEC”) has issued a risk alert on its ‘Observations…
EBA report on AML/CFT colleges
The European Banking Authority (“EBA”) has published its third report on the functioning of anti-money laundering and countering the financing…
RUSI publishes Virtual Asset Risk Assessment guide
The Royal United Services Institute (“RUSI”), a defence and security think-tank providing public and sector-specific insights, has published its Institutional…
FCA requests customer data from banks
The Financial Conduct Authority (“FCA”) has sent an information request to the largest banks and building societies. The FCA has…
Statement on UK Singapore Sustainable Finance
HM Treasury and The Monetary Authority of Singapore (“MAS”) have published a joint statement following the eighth meeting of the…
MAS Paper on Single Family Offices
The Monetary Authority of Singapore (“MAS”) has published a Consultation Paper on a proposed framework for Single Family Offices (“SFOs”)…
UK sets out plans to ban cold calling on all financial services and products
Following the publication of its Fraud Strategy in May 2023, the government seeks to extend the pensions cold calling ban…
JMLSG proposed revisions to Part II
The Joint Money Laundering Steering Group (“JMLSG”) has published proposed revisions to Part II of its Guidance for the UK…
21/22 Annual Report from Egmont Group of FIU
The Egmont Group of Financial Intelligence Units has published its Annual Report for 2021/22. The Group facilitates and prompts the…