Plenitude’s deep subject matter expertise can help you navigate through the regulatory process from strategy to execution, and enhance your in-house capabilities to meet future regulatory requirements.
We can work with you, in collaboration with your in-house teams, to inform, prepare and transform the entire regulatory lifecycle, including:
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Foundational activity including FCC strategy development, and the design and implementation of Risk Appetite Frameworks
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Development and implementation of strategic FCC target operating models
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Risk assessments of our clients inherent risks and compensating controls with supporting remediation proposals to address deficiencies
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FCC Policy and Procedure review, gap analysis and enhancement
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Client Risk Rating Methodology design and optimisation
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FCC Technology selection, assessment and implementation
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FCC Management Information design and implementation
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Suspicious Activity Reporting (SAR) assessment and enhancement
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Controls, testing and assurance framework assessment and development
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KYC/CDD remediation support and managed services
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Design, set-up and delivery of FCC transformation and broader remediation programmes, including business case development and implementation support